-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Khy459WPmhxDrAAGLPiWC8a03cByATapH/ykK3Q0IDuORJ7XDGE4o0XDWJaRSOqs 8xTS1RbmNR0VqMZgyWlwXQ== 0001193125-07-028570.txt : 20070213 0001193125-07-028570.hdr.sgml : 20070213 20070213095348 ACCESSION NUMBER: 0001193125-07-028570 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20070213 DATE AS OF CHANGE: 20070213 GROUP MEMBERS: JACK GIBSON GROUP MEMBERS: M. JOYCE GIBSON FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GIBSON JACK W CENTRAL INDEX KEY: 0001239291 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: BUSINESS PHONE: 7574361000 MAIL ADDRESS: STREET 1: HAMPTON ROADS BANKSHARES, INC. STREET 2: 201 VOLVO PKWY CITY: CHESAPEAKE STATE: VA ZIP: 23320 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: HAMPTON ROADS BANKSHARES INC CENTRAL INDEX KEY: 0001143155 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 542053718 STATE OF INCORPORATION: VA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-62335 FILM NUMBER: 07606321 BUSINESS ADDRESS: STREET 1: 999 WATERSIDE DR., STE. 200 CITY: NORFOLK STATE: VA ZIP: 23510 BUSINESS PHONE: 757-217-1000 MAIL ADDRESS: STREET 1: 999 WATERSIDE DR., STE. 200 CITY: NORFOLK STATE: VA ZIP: 23510 SC 13G 1 dsc13g.htm SCHEDULE 13G Schedule 13G

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

SCHEDULE 13G

 

Under the Securities Exchange Act of 1934

(Amendment No.     )*

 

 

Hampton Roads Bankshares, Inc.


(Name of Issuer)

Common Stock, par value $0.625 per share


(Title of Class of Securities)

 

 

409321106

                                (CUSIP Number)                                

December 31, 2006


(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


CUSIP No. 409321106    

 

  1.  

Names of Reporting Persons.

I.R.S Identification Nos. of above persons (entities only).

   
                Jack W. Gibson and M. Joyce Gibson are filing this Schedule 13G as a group.    
  2.   Check the Appropriate Box if a member of a Group (See Instructions)  
  (a)  x  
    (b)  ¨    
  3.   SEC Use Only  
         
  4.   Citizenship or Place of Organization  
                United States of America    

Number of

Shares

Beneficially

Owned by

Each

Reporting

Person

With:

    5.    Sole Voting Power
 
                  502,805.5
    6.    Shared Voting Power
 
                  0.0
    7.    Sole Dispositive Power
 
                  502,805.5
    8.    Shared Dispositive Power
 
                  0.0
  9.   Aggregate Amount Beneficially Owned by Each Reporting Person    
              502, 805.5 shares owned by the group *  
   

*  Includes 288,874.0 options for Jack W. Gibson to purchase shares, 37,480.7 shares held in the Company’s 401(k) Profit Sharing Plan and Trust for Jack W. Gibson, 4,430.7 shares owned by M. Joyce Gibson, 3,944.7 shares owned by Jacqueline A. Gibson (daughter), 27,658.1 shares held in an IRA for Jack W. Gibson, 4,062.1 shares of restricted stock held by the Company for Jack W. Gibson, 15,093.4 shares held in a Rabbi Trust for Jack W. Gibson, and 121,261.8 shares owned by Jack W. Gibson.

   
10.   Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions)   ¨
         
11.   Percent of Class Represented by Amount in Row (9)  
                4.77%    
12.   Type of Reporting Person (See Instructions)  
                IN (for each member of the group)    


Item 1   (a).    Name of Issuer      
     Hampton Roads Bankshares, Inc. (the “Company”)      
Item 1   (b).    Address of Issuer’s Principle Executive Offices      
    

999 Waterside Dr., 2nd Floor

Norfolk, VA 23510

     
Item 2   (a).    Name of Person Filing      
     Pursuant to Rule 13d-1(k)(1)-(2) of Regulation 13D of the General Rules and Regulations of the Securities Exchange Act of 1934, as amended (the “Exchange Act”), Jack W. Gibson and M. Joyce Gibson are filing this Schedule 13G as a group. The Joint Filing Agreement of Jack W. Gibson and M. Joyce Gibson is attached hereto as Exhibit A.      
Item 2   (b).    Address of Principle Business Office or, if none, Residence      
    

c/o Bank of Hampton Roads

999 Waterside Dr., 2nd Floor

Norfolk, VA 23510

     
     (for each member of the group)      
Item 2   (c).    Citizenship      
     United States of America (for each member of the group)      
Item 2   (d).    Title of Class of Securities      
     Common Stock, par value $0.625 per share      
Item 2   (e).    CUSIP Number      
     409321106      
Item 3.   If this statement is filed pursuant to sec. 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:   
  Not Applicable   


Item 4.    Ownership      
   Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.      
   (a)    Amount beneficially owned: 502,805.5 shares of Common Stock      
   (b)    Percent of class: 4.77%      
   (c)    Number of shares as to which the person has:      
      (i)    Sole power to vote or to direct the vote: 502,805.5 shares of Common Stock      
      (ii)    Shared power to vote or to direct the vote: 0.0      
      (iii)    Sole power to dispose or to direct the disposition of: 502,805.5 shares of Common Stock      
      (iv)    Shared power to dispose or to direct the disposition of: 0.0      
Item 5.    Ownership of Five Percent or less of a Class   
   If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more that five percent of the class of securities, check the following  x.   
Item 6.    Ownership of More that Five Percent on Behalf of Another Person      
   Not Applicable      
Item 7.    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company
   Not Applicable
Item 8.    Identification and Classification of Members of the Group      
   In lieu of a separate exhibit, please see Item 2(a).      
Item 9.    Notice of Dissolution of Group      
   Not Applicable      
Item 10.    Certification      
   By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.      


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: February 13, 2007

   By:  

/s/ Jack W. Gibson

     Jack W. Gibson
Dated: February 13, 2007    By:  

/s/ M. Joyce Gibson

     M. Joyce Gibson


EXHIBIT A

JOINT FILING AGREEMENT

In accordance with Rule 13d-1(k)(1) under the Securities Exchange Act of 1934, the persons named below hereby agree to the joint filing by each of them of Schedule 13G with respect to the shares of Common Stock, par value $0.625 per share, of Hampton Roads Bankshares, Inc. beneficially owned and further agree that this joint Filing Agreement be included as an exhibit to such joint filing.

IN WITNESS WHEREOF, the undersigned hereby execute this Joint Filing Agreement on the date set forth beside their respective names.

 

Dated: February 13, 2007

   By:  

/s/ Jack W. Gibson

     Jack W. Gibson
Dated: February 13, 2007    By:  

/s/ M. Joyce Gibson

     M. Joyce Gibson
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